Banking Institution #1

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Customer
- Banking Institution #1
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Industry
- Banking
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Customer Profile
- Leading financial institution, providing commercial and consumer banking
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Challenges
- Strong data encryption for transfer of information via tape
- Ability to move information directly to tape in one step
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PKWARE® Solution
- SecureZIP® for i5/OS®
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Results
- 1Step2Tape functionality enabled data transfer, encryption, and compression in one step
- Strong encryption for data transfer, including exchange with largest business partner

Company Background
Our client provides commercial and consumer banking at over 350 locations.Challenges and Requirements
Wanting to avoid the risk of lost or stolen customer information and the inevitable negative publicity which follows, the bank proactively sought a method to secure their backup tape process. Every night, sensitive customer data is sent from the bank’s i5/OS midrange system, and saved to an unencrypted tape backup at an offsite disaster recovery location.The bank wanted to ensure that if a tape was lost or stolen during transit, the data would be completely secured and virtually useless to anyone who intercepted it. In addition to basic encryption requirements, being able to move information directly to tape in one step to stay within current processing windows was a top priority.
Competitive Landscape
While our client investigated Patrick Townsend as an option, the flexibility of SecureZIP combined with the security vision and strategy PKWARE offered, made our solution the easy choice.The Solution - SecureZIP
In addition to using SecureZIP for encrypted tape backup, the bank saw the long-term value in securely exchanging sensitive data with business partners. The bank’s mortgage division exchanges information from their i5/OS with their largest business partner. Because their partner is also a SecureZIP user, the companies began securely exchanging data as soon as the bank completed implementation, making them compliant with their partner’s encryption requirements.Most importantly, SecureZIP 1Step2Tape functionality enabled the bank to transfer, encrypt, and compress data directly to tape in one step, preserving significant time and resources without dramatically altering their existing processes.
Banking Institution #2

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Customer
- Banking Institution #2
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Industry
- Financial Services
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Customer Profile
- One of the world’s largest financial institutions, serving more than 54 million clients
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Challenges
- SEC Compliance
- Limit employee encryption
capabilities based on employee job function(s)
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PKWARE® Solution
- PKZIP® for Windows® desktop
-
Results
- SEC Compliance
- Encryption management
capabilities

Company Background
Our client is one of the world’s largest financial institutions, providing individual consumers, small/mid-market businesses, and large corporations a full range of banking, investing, asset management, and other financial and risk-management products and services. The company serves more than 54 million consumers and small businesses across the globe.Challenges and Requirements
In order to be in compliance with the Securities and Exchange Commission’s (SEC) data encryption requirements, the company needed the ability to centrally manage user rights for encrypting data. Additionally, the solution had to allow them to limit employee encryption capabilities based on job function. The company also wanted a compression solution that could be centralized and was easy to manage and maintain.Competitive Landscape
The company was using WinZip® for data compression on over 20,000 desktops throughout their organization. In 2006, WinZip engaged the company in maintenance renegotiations, wanting to tie maintenance renewal pricing to the original purchase price, timeframe, and quantities as opposed to starting with a general Enterprise agreement. This turned out to be fairly expensive and extremely complex for the company to manage, as they had purchased different licenses and quantities at various times over several years.Faced with this kind of complexity, WinZip’s lack of key functionality, and the huge amount of desktops needing compression, the company decided to seek out a solution that would better serve their requirements.
The Solution - PKZIP
The company chose PKZIP because they felt it was easy to deploy, manage, and use cost effectively. PKZIP’s policy manager capabilities enable administrators to define how their end-users encrypt information, allowing them to turn off the encryption capability for those employees who do not need to use it.The company also realized the value of the migration path from PKZIP to SecureZIP. They recognized that when they needed to improve their desktop security, they could upgrade the appropriate users to the more advanced security capabilities of SecureZIP without disrupting their current processes.
Another key benefit of choosing PKZIP was the ability to eventually standardize compression and security on all computing platforms. This will give the company fewer vendors to work with, contracts to manage, and systems to learn, reducing their overall cost of doing business. The company is well on their way to achieving this goal--they already use SecureZIP on their mainframes and are currently identifying a migration plan to implement SecureZIP on their desktops.
Leading European Bank Extends Encryption Solution across all Enterprise Computing Platforms

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Industry
- Banking & Financial Services
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Customer Profile
- Responsible for the bulk clearing of cheques and paper credits throughout Great Britain
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Challenges
- Protecting sensitive data during movement or storage
- Reducing data center costs and operational overhead
- Extending the useful life of the existing IT infrastructure
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PKWARE® Solution
- SecureZIP Server
- SecureZIP for z/OS®
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Results
- Protected sensitive data using persistent signing authentication and file encryption capabilities
- Implemented a solution that works across disparate computing systems

Company Background
reliable by handling the bulk clearing of cheques and paper credits throughout Great Britain, totaling several million cheques each day.
Our client also processes various forms of payment, including Bankers’ drafts, Building society cheques, Post orders, Warrants, Government payable orders, and Travellers’ cheques. In addition, they also manage the systems for the clearing of paper bank giro credits (credit clearing) and euro cheques (euro clearing).
Challenges and Requirements
A project was initiated in 2005 to simplify the infrastructure and reduce costs of the United Kingdom’s cheque clearing process. The scope of the project was to provide management of the electronic data related to paper cheques and credits. Each transaction is processed as an individual file transmission between each of 12 member banks. The information flows among the member banks during an end-of-day processing window that needs to accommodate millions of transactions. This results in a physical settlement to each bank the following morning based on all of the aggregate totals verified daily by the Bank of England.
Due to the fact that paper cheque usage volumes have been declining, our client needed a solution that offered predictable costs throughout the several-year term of the project. The complete desired solution needed to fulfill several requirements:, including
- Supplying a private network provider
- Providing a Certificate Authority (CA)
- Enabling secure transfer
- Providing persistent signing authentication and file encryption capabilities
- Easy implementation for multiple outsourcers with various computing platforms
The Solution - SecureZIP Server & SecureZIP for z/OS
The project’s technical committee evaluated 38 other companies that offered "hub and spoke" solutions. Unfortunately, a hub and spoke solution would force all members banks to send their transactions to a single outsourcer that would "police" all transactions. PKWARE was the only company to advise the project team that by using SecureZIP they could eliminate the need for a hub and spoke model. By leveraging banks’ existing infrastructures, SecureZIP allows the banks to work independently on their own computing platforms, eliminating the need for a centralized outsourcer and saving millions of pounds for processing and transmission.
Each of the 12 member banks has its own IT infrastructure composed of several different computing platforms ranging from z/OS® mainframes to Windows®, UNIX®, and Linux® servers. Not only did SecureZIP eliminate the need and cost associated with a hub and spoke model, but it was able to efficiently manage the various computing environments used by member banks. This helped our client overcome future cost concerns by providing an option that allowed member banks to change their computing environments without impacting the overall cost of the solution.
In addition to addressing the flexibility and cost concerns raised by our client, SecureZIP was also able to address all of the proposed technical requirements. It offers a private network provider, Certificate Authority (CA), and enabled secure transfer of information. Further, SecureZIP easily and efficiently added digital signing capabilities to each of the millions of transactions occurring daily. And, SecureZIP can automatically translate different file formats during nightly batch processing, saving processing time and reducing operational overhead.
Using SecureZIP, our client was able to quickly address and solve critical data security needs. It not only met the immediate requirements, but will address the future needs of our client and the overall project.
Success Stories
Banking Institution #4

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Industry
- Banking & Financial Services
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Customer Profile
- One of the world's largest financial institutions
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Challenges
- Protecting sensitive data to meet PCI compliance requirements
- Securely transferring data to multiple endpoints
- Implementing and using Public Key Infrastructure (PKI) for secure email communication
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PKWARE® Solution
- SecureZIP® for UNIX® Server
- SecureZIP for z/OS®
- SecureZIP for Windows® desktop
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Results
- Protected sensitive data sent to multiple endpoints, including email communication via seamless integration with Microsoft Outlook®
- Met PCI DSS compliance requirements

Company Background
Our client is one of the world’s largest financial institutions, providing individual consumers, small/mid-market businesses, and large corporations a full range of banking, investing, asset management, and other financial and risk-management products and services.
Challenges and Requirements
The company needed to comply with the Payment Card Industry Data Security Standard (PCI DSS), which required them to protect credit card data as it is transmitted, processed, and/or stored, impacting several processes throughout their organization. Initially, the company set out to protect and store credit card dispute information for the PCI mandated minimum of 7 years.
This information was taking up space on their UNIX server, so the company wanted a solution that could both encrypt and compress the data. Every night, hundreds of thousands of settlement transactions containing confidential credit card information are sent to companies of all sizes. Without secure, dedicated lines set up for data transfer with smaller merchants, this confidential credit card data was sent via fax.
In an effort to secure this process, the company established an initiative to move all fax transmissions to email, electronically transferring encrypted data to multiple endpoints that would then have to decompress and decrypt the data after it was received. The data for these transactions originates on the company’s z/OS mainframe and is then transferred to an internal server before it is sent externally to merchants. The company wanted a solution that would be easy to use and cost effective, especially for their business partners.
The Solution - SecureZIP (Multiple Computing Platforms)
As soon as the company purchased SecureZIP, they quickly realized the solution could work for additional security initiatives throughout the organization. They engaged PKWARE for assistance in achieving strong enterprise security across all major computing platforms.
The company wanted to use PKI to facilitate secure email communication both internally and externally with business partners. SecureZIP was the only solution that could provide the level of functionality, customization, and ease of use required. The company also incorporated the RSA Keon Certificate Authority product as well as the PKWARE ZIP reader to round out the solution.
SecureZIP provides seamless integration with the centralized directories containing digital certificates issued by RSA. This supported the requirement for processing secure transactions without slowing the delivery of reports to their partners. PKWARE’s free ZIP reader extends the benefits of SecureZIP to the company’s large network of partners without requiring them to purchase additional software. As a result, our client is able to securely communicate with, and send information to, its partners, regardless of the their computing environment or security infrastructure.
Banking Institution #5

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Customer
- Banking Institution #5
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Industry
- Financial Services
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Customer Profile
- One of the leading financial
institutions in North America,
providing products and
services to more than 11
million clients
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Challenges
- Finding a security solution that
would protect customer data
both in transit and at rest
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PKWARE® Solution
- SecureZIP® for UNIX® server
- SecureZIP for i5/OS®
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Results
- Strong data encryption (AES
256-bit) solved compliance
issues as well as saving
significant time and resources
resulting from compressing files before encryption

Company Background
Challenges and Requirements
The Solution - SecureZIP
As the company began investigating security options, they were aware of the PKWARE family of data-centric security solutions. The company reached out to PKWARE for assistance on this project.The company’s internal compliance mandates required 96-bit encryption, but after consulting with PKWARE, they realized that in order to truly mitigate risk and ensure the security of confidential customer data, they would need to implement a solution that provided strong 256-bit encryption at a data level. The need for a strong data-centric encryption solution combined with the significant time and resource savings resulting from compressing files before encryption, caused the company to choose SecureZIP.
Banking Institution #6

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Customer
- Banking Institution #6
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Industry
- Banking
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Customer Profile
- Large international bank
providing investment banking
services, brokerage, insurance,
asset management, leasing,
and factoring
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Challenges
- Finding a compression solution
to replace WinZip®
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PKWARE® Solution
- PKZIP® for Windows® desktop
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Results
- Provided a strong enterprise
solution at a lower price - Policy manager allowed for
control over which employees
could encrypt data - Ability to easily upgrade to
SecureZIP® for future data
security concerns

Company Background
Challenges and Requirements
The Solution - PKZIP Enterprise Edition
Several vendors responded to the RFP, including WinZip. The bank chose PKZIP Enterprise Edition from PKWARE because it exceeded their requirements, providing a better enterprise solution at a lower price. In addition, PKZIP Enterprise Edition met the bank’s current needs for encryption management with Policy Manager, which allows the ability to control which employees may encrypt data.Most importantly, PKZIP offers a simple upgrade path to enterprise data security. The bank was beginning to recognize the importance of data security and liked having the option to upgrade to SecureZIP, which would provide them with more advanced security capabilities without disrupting current operating processes.
Educational Institution #1

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Customer
- Educational Institution #1
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Industry
- Education
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Customer Profile
- One of the oldest institutions of higher education in the United States, with over 30,000 students
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Challenges
- Finding a way to protect and securely exchange personal and academic information
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PKWARE® Solution
- SecureZIP® for Windows® desktop
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Results
- Data can be exchanged securely and student privacy is protected
- Integration with Microsoft Outlook® allows secure email exchange

Company Background
Challenges and Requirements
Competitive Landscape
The Solution - SecureZIP
SecureZIP was a natural choice for the university. They had a tight timeline, wanting to implement the new software by the beginning of the upcoming semester. SecureZIP could be implemented within days rather than several weeks or months with other providers.In addition, the university wanted an easy way for incoming students, bringing their own PCs and laptops, to gain access to SecureZIP. The university was impressed with the exceptional customer support PKWARE offered. Working together with the university, PKWARE Sales and IT Services were able to develop a solution that was both cost-effective and worked within the required timeframe. Faculty immediately received copies of the SecureZIP software. A secure portal was also created, which will be maintained by university IT services—this will allow downloads of SecureZIP to be distributed to students on an as-needed basis.
Finally, the university was impressed with SecureZIP’s ability to integrate seamlessly with Microsoft Outlook® to secure email exchanges, allowing for secure data exchange throughout the university when needed.
Financial Services Provider #1

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Customer
- Financial Services Provider #1
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Industry
- Financial Services
-
Customer Profile
- One of the top 20 largest banks in the world, serving over 20 million consumer clients
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Challenges
- Encrypt data being saved to tape
- Exchanging data securely with business partners
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PKWARE® Solution
- SecureZIP®/PartnerLink for z/OS®
-
Results
- Able to exchange data securely with business partners

Company Background
Challenges and Requirements
Competitive Landscape
After an extensive evaluation, the bank and its outsourcing partner agreed that PartnerLink was the best solution. Not only could PartnerLink meet all of their key requirements, but the solution was more cost effective than IBM’s EF and could be implemented very quickly.
The Solution - PartnerLink
PartnerLink provided the bank with a framework for exchanging data securely with partners. In addition to efficient implementation, the bank was influenced to select PartnerLink because of its acceptance from other business partners. The bank’s largest business partner was already using SecureZIP, allowing the companies to begin securely exchanging information immediately. In the future, the bank can easily extend PartnerLink to enable the secure exchange of sensitive data with other business partners, at no cost to those partners.Financial Services Provider #2

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Customer
- Financial Services Provider #2
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Industry
- Financial Services
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Customer Profile
- Leading provider of information technology solutions for community-based financial institutions
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Challenges
- Securely transferring information via tape/backup tapes
- Finding a solution that would integrate with current applications
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PKWARE® Solution
- SecureZIP® for i5/OS®
-
Results
- Ability to encrypt information and store on backup tapes
- Seamlessly integrated with HORIZON banking system application

Company Background
Challenges and Requirements
The company took notice of the negative publicity associated with lost or stolen tapes containing private customer data. They recognized both the need and revenue opportunity of adding functionality to their system that would enable their clients to encrypt the data being saved to backup tapes. The company began researching backup tape encryption solutions that could be integrated with HORIZON and resold as an add-on module, enabling their clients to secure backup tapes using a simple and cost-effective method.
The company was also looking for a solution they could use for their own i5/OS machine, as they exchange private customer information and account data with their clients for testing purposes when they do upgrades. They also wanted to protect proprietary data on their machines.
Competitive Landscape
The Solution - PartnerLink
With SecureZIP, the company’s client banks, many of whom do not have their own programmers and system analysts, can select encryption options from the HORIZON systems menu. It works like any other end-of-day function, allowing them to merge the options into automated processes for end-of-day backups on their i5/OS systems. The company now has multiple instances of PKWARE products working within their operating environment, including PKZIP®, SecureZIP, and PartnerLink.Financial Services Provider #3

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Customer
- Financial Services Provider #3
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Industry
- Financial Services
-
Customer Profile
- One of the nation’s leading providers of private mortgage insurance, providing products and services that help credit unions efficiently conduct business
-
Challenges
- Finding a solution that works on any computing platform
- Ability to access encrypted data at any time
- Support for both passphrase and PKI encryption/authentication
-
PKWARE® Solution
- PartnerLink for z/OS®
- PartnerLink for server
-
Results
- Ability to encrypt and compress data in transit and at rest throughout the organization
- Ability to securely exchange data with business partners, at no cost to partners
- Maintain control over who encrypts data both internally and externally

Company Background
Challenges and Requirements
Competitive Landscape
PKWARE worked with the provider to establish how data moved within their organization. The investigation uncovered data security vulnerabilities, confirming the specific need for a data security solution that was both easily deployed and cost effective.
The Solution - PartnerLink
The provider concluded that the SecureZIP product family was the best solution to address their data security requirements. They deployed SecureZIP/PartnerLink on their mainframe to facilitate secure information exchange with their partners and they also deployed SecureZIP for server to the main application gateway FTP server. SecureZIP for server will allow the provider to encrypt and compress data that is in transit and at rest throughout their organization.PartnerLink for z/OS will secure the data backbone of the company. By encrypting data at its source in the mainframe, a number of benefits can be derived including secure data transmission and secure data storage/tape processing. PartnerLink will allow the provider to seamlessly exchange information securely with their partners. In addition, the software is free to partners, easy to setup and deploy.
Financial Services Provider #4

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Customer
- Financial Services Provider #4
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Industry
- Financial Services
-
Customer Profile
- Global payment and financial services company, providing global payment services through a network of over 125,000 agent locations
-
Challenges
- Securely exchanging data via FTP
- Retaining compression capabilities while adding a cross-platform security solution
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PKWARE® Solution
- SecureZIP® for Linux® server
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Results
- Cross-platform compatibility as well as command line functionality for use with Linux servers
- Ability to securely exchange information with largest business partner

Company Background
Challenges and Requirements
When the company decided to migrate their FTP servers to a Linux environment, they realized they would have to find a new encryption solution because WinZip does not operate on a Linux platform.
Because the company sends data to thousands of customers, it was critical to retain the ability to use compression. Another key requirement was cross-platform interoperability. The solution also had to be non-invasive, easy to use, and cost effective for the recipient.
Competitive Landscape
The Solution - SecureZIP
SecureZIP not only enables cross platform interoperability, but is also easy to use and offers command line functionality for use with the company’s Linux servers. In addition, the company’s largest business partner, a SecureZIP user, highly recommended the product. SecureZIP met all of the company’s initial requirements and made exchanging information with their largest business partner even easier.Financial Services Provider #5

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Customer
- Financial Services Provider #5
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Industry
- Financial Services
-
Customer Profile
- Leading provider of investment management, asset and fund administration, as well as fiduciary and banking solutions
-
Challenges
- Compressing data to save storage space, bandwidth, and transfer times
- Finding a solution that was interoperable across multiple platforms
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PKWARE® Solution
- SecureZIP® for z/OS®
-
Results
- Compression solution with added security, allowing for secure and efficient transfer of data
- Complete interoperability across all operating platforms
- Provided LPAR licensing

Company Background
Challenges and Requirements
The business unit reached out to the technology group with requirement specifications for assistance in finding the right solution. The key requirement was finding a solution that would be interoperable across all platforms to ensure every customer could access the data. The company also wanted to find a solution that would provide LPAR licensing.
The Solution - SecureZIP
When the company first contacted PKWARE, they inquired about PKZIP. After further internal discussions, they came to realize the importance of adding security to their processes to ensure the sensitive information being transferred remained protected. While they considered implementing a secure pipe infrastructure, they chose SecureZIP because it could quickly and easily provide both the compression and security the company needed without disrupting their existing process or requiring additional infrastructure investments.Since SecureZIP is built on the ZIP file format, the de-facto standard in compression, the solution is completely interoperable and can be easily transported. In addition, PKWARE could provide LPAR licensing. The company’s world-wide technology group moved forward with SecureZIP as it met and exceeded all of their requirements and expectations.
Financial Services Provider #6

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Customer
- Financial Services Provider #6
-
Industry
- Financial Services
-
Customer Profile
- One of the nation’s largest diversified financial services organizations, providing retail and business banking
-
Challenges
- Securely exchanging data with business partners via tape
-
PKWARE® Solution
- PartnerLink for z/OS®
-
Results
- Cost-effective and cross-platform solution
- Easy and fast deployment
- Long-term value—can use to secure FTP transfers in the future

Company Background
Challenges and Requirements
The company was sending 50-100 tapes containing sensitive customer information to these business partners each month via UPS, FedEx, and other carriers. They needed a solution that would allow them to secure their sensitive data prior to its transfer to tape without imposing a significant cost to partners.
Competitive Landscape
The Solution - PartnerLink
PartnerLink proved to be easy to use, cost effective, and provided cross-platform interoperability, which meant regardless of what platform the company’s partners were running, PartnerLink would work. Additionally, the company knew that deploying PartnerLink would be easy due to the excellent customer support they had received during their initial search for a security solution. The company also liked the long-term value PartnerLink provided, such as its ability to secure FTP in the future.Customer Success Story
Global Financial Services Provider Meets all Data Security Needs with Single Solution

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Industry
- Financial Services
-
Customer Profile
- Provides credit and debit card clearing and settlement services at over one million locations
-
Challenges
- Meeting data security compliance standards and requirements, including PCI DSS
- Protecting sensitive data sent via email attachments, as well as information transferred to external locations on portable media devices
-
PKWARE® Solution
- SecureZIP® for Windows® desktop
- SecureZIP for Windows server
-
Results
- Met PCI DSS compliance requirements
- Protected sensitive data transferred on portable media
- Leveraged policy manager functionality to enforce new encryption policies
- Extended useful life of existing IT infrastructure by seamlessly integrating with existing PKI environment

Company Background
Our client provides credit/debit card clearing and settlement services, handling millions of transactions daily at more than a million locations worldwide.
Challenges and Requirements
The company was required to comply with the Payment Card Inudstry Data Security Standard (PCI DSS), which mandates all credit cardholder data be protected as it is transmitted, processed, and/or stored. Enforced by major credit card companies in response to the overwhelming occurrences of data theft, PCI DSS requires any company handling credit card data to comply or face monetary fines. Our client was being audited by several business partners. During the audit process, it became apparent that they needed to address the issue of data security.
The company was transmitting credit card information that originated on their Windows server throughout the company via email attachments, as well as burning data to CD for backup storage. Not wanting to risk non-compliance, they began searching for a data security solution that would enable encryption and be easy to deploy and use.
The Solution - SecureZIP
Although the company considered PGP®, they chose SecureZIP because it was able to meet all of their requirements while also providing a more robust solution. SecureZIP offered policy manager functionality for use on the company’s Windows desktops. Using policy manager, IT administrators can centrally configure encryption settings according to internal organizational policies. This allows the company to extend their data security policies, regardless of the number of endpoints or computing environments involved in the exchange. The company recognized SecureZIP would allow them to effectively protect data at the file level, making it impossible for anyone except authorized personnel to access it. By centrally configuring security settings, it also made it easier for employees to ensure they were adhering to internal data security policies, limiting their resistance to a new solution.
SecureZIP was deployed in less than a week and is now being used on Windows server and desktop environments. SecureZIP’s seamless integration with our client’s existing PKI environment was also an added benefit because the company had wanted to use their Windows servers to produce X.509 digital certificates. Digital certificates are housed in an active directory and can easily be accessed by users via Outlook.

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